Discover the purpose of SEC Form 5, an essential document for disclosing unreported securities transactions by company insiders, to ensure compliance with the SEC.
SEC Form N-1A is essential for registering open-end mutual funds and ETFs, detailing investment objectives, fees, and ...
SEC Form 13F provides insights into equities held by managers with over $100M assets. Retail investors use 13F filings to track strategies of major investment firms. 13F disclosures can significantly ...
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