Falvey Insurance Group announced the appointment of Eric Newman as chief risk officer. Newman has been with Falvey for 17 years, and was most recently EVP, Claims, Loss Prevention, and Recoveries.

In tandem with the Commerce Department’s Bureau of Industry and Security (BIS), the Biden administration issued a new rule on export controls of domestically produced artificial intelligence chips.

Robinhood, a disruptive force in the market for Main Street investors but also a serial offender of securities laws, will pay a total of $45 million to settle numerous violations of SEC rules and ...

Capital One promised very high interest rates on millions of savings accounts but the bank didn’t deliver, losing customers more than $2 billion, the Consumer Financial Protection Bureau (CFPB) ...

The Consumer Financial Protection Bureau (CFPB) has issued a proposed rule aimed at protecting the privacy of the public when using novel digital payment systems, such as those offered by large ...

Corebridge Financial announced that Polly Klane will join the company as general counsel in February. Klane will report to Chief Executive Officer Kevin Hogan. Most recently, she was general counsel ...

A broker-dealer subsidiary of Toronto-based BMO Financial Group will pay nearly $41 million in penalties to the Securities and Exchange Commission (SEC) to settle allegations that its traders issued ...

Copyright Clearance Center announced the election of Catie Sheret, general counsel for Cambridge University Press & Assessment to its board of directors. Sheret ...

Experian, the credit reporting giant, let compliance slide when it came to addressing consumer complaints about incorrect data, the Consumer Financial Protection Bureau (CFPB) said in a lawsuit ...

A Berkshire Hathaway unit that is a major lender to people buying mobile homes intentionally failed to qualify borrowers, the Consumer Financial Protection Bureau (CFPB) alleged in a complaint. As a ...

Real estate investment trust Welltower announced that Matthew McQueen has been appointed chief legal officer after previously serving as executive vice president – general counsel. McQueen joined ...

Incline P&C Group, a property and casualty insurance program market services firm, announced the appointment of Sheel Patel as chief risk and strategy officer. Patel moves into the CRSO role after ...