The SEC is an independent federal agency, established pursuant to the Securities Exchange Act of 1934, headed by a five-member Commission. The Commissioners are appointed by the President …

During 2024, the SEC obtained a total monetary settlement of $4.55 billion in SEC v. Terraform Labs PTE Ltd. et al., of which $4.05 billion consisted of disgorgement and prejudgment interest. This was …

Information About Our Executive Officers The following chart names the executive officers of the Company as of the date of the filing of this Annual Report on Form 10-K with the SEC, each of whom …

In the aftermath of the Wall Street Crash of 1929, Congress passed a suite of laws designed to combat securities fraud and increase market transparency. Three such statues are relevant: The Securities …

3 days ago · We write to express my deep concern regarding the Securities and Exchange Commission’s (SEC) dramatic retrenchment from its responsibility to investigate and prosecute …

Background and the Question Presented In Liu v. SEC, the Supreme Court held that the SEC may seek equitable disgorgement in civil enforcement actions, but only within traditional equitable limits — …

TY,∗ Dis-trict Judge. BRASHER, Circuit Judge: This petition for review challenges an agency’s amendment to an existing rule as arbitrary and cap.